Pay Rate: $70
Location: Toronto ON
Job Type: Contract

Our client, a major financial institution, is currently seeking a Regulatory Reporting Associate for a contract role in Toronto. The role is hybrid in office 2 days a week. The applicant will be working with the Broker Dealer Finance team.


As a Regulatory Reporting Associate, your duties and responsibilities include:

  • Participate in the preparation of the Monthly Financial Report (MFR) and Supplemental Reports
  • Assist with the preparation of the Form 1 and Annual Risk Questionnaire, as well as process documentation
  • Preparation of equity report narrative and asset location reporting
  • Prepare guidance and SOPs around report preparation and reporting requirements


  • At least 7+ years of experience working with Broker Dealer Regulatory Reporting including IIROC
  • Understanding of CIRO and new reporting requirements
  • 4+ years of experience in capital markets or wealth management
  • Solid understanding of capital markets including repos, derivatives, equities, fixed income, securities lending
  • Strong attention to detail and the ability to work independently
  • Strong Excel and technical skills including VLOOKUPS, Pivot Tables
  • Strong financial acuity, able to discrepancies between large volumes of data
  • CSC designation (Nice to Have)

If you are qualified and interested in discussing this role in more detail, please submit your resume to Spencer Young at