Pay Rate: $40
Location: Toronto ON
Job Type: Contract
Our client, a top 5 bank in Canada, is looking for a Compliance Analyst for a 12-month contract 2 days/week in office in downtown Toronto.  This is an excellent opportunity for a Compliance Analyst with a financial services background.
As a Compliance Analyst your duties will include but not be limited to: 
  • Conduct comprehensive records inventories for each Canadian Wealth Business Unit, ensuring adherence to established processes and guidelines.
  • Collaborate with key stakeholders within the business to identify and document all records required to meet regulatory obligations for each business unit.
  • Develop project plans, timelines, and schedules for conducting record inventories across Canadian Wealth Business Units, ensuring timely and efficient completion.
  • Provide regular status reports to track the progress and completion of records inventories, keeping stakeholders informed and updated.
  • Evaluate the effectiveness of existing processes for conducting record inventories and make recommendations for improvements to enhance efficiency and accuracy.
  • Ensure compliance with the Enterprise Records Management Policy, aligning records inventory execution with the established guidelines and policies.
Qualifications required for the Compliance Analyst include:  
  • 8+ years' experience working on projects involving implementation of new processes that involve organizational change within FI specifically Wealth Management
  • Good knowledge of regulatory rule/obligations applicable to the Wealth Management Businesses (e.g., MFDA, IIROC, OSC, etc.)
  • Good working knowledge of Microsoft Excel, PowerPoint, and Word
  • Experience managing relationships with internal stakeholders and third-party vendors.
  • Experience in the records and information management field.
If you are interested & qualified for this opportunity, please send your updated resume in MS Word format to If this is not the right opportunity for you, let's connect and I can share with you how IFG can help advance your career!