Pay Rate: $38
Location: Toronto ON
Job Type: Contract

Our client, a major financial institution in Canada is looking to hire a Associate Compliance Officer for an initial 6 month contract. The role is hybrid, with the office located in Toronto. 

You will be responsible for the following duties:

  •  Assist in the implementation, maintenance, and administration of compliance program.
  •  Help maintain functional and regulatory expertise specific to business group and refers to Compliance Policies & Procedures manuals for requirements
  •  Provide oversight and making recommendations that impact the Bank's ability to monitor regulatory compliance programs
  • Knowledge of Registrant registrations process and some familiarity with the NRD (National Registrations Database).


  • 1-3 years relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience
  • Previous FI experience
  • Previous experience with Compliance nice to have
  • Previous experience with registrations/CSA an asset
  • Nice to Have Skills: Someone with national regulatory database, NRD, IIROC experience

If you are qualified and interested in discussing this role in more detail, please submit your resume to Ryan Taylor at

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